SIE practice questionmediumRecordkeeping
Which of the following is NOT required for retention with firm records regarding retail communications?
- AName of the person who approved the communication
- BDate of first and last use
- CList of all recipients✓ Correct answer
- DCopy of the communication
Explanation
Why C — List of all recipients
Retail communication records must include a copy of the communication, approval, and dates, but not necessarily a list of all recipients.
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