SIE practice questionhardSecurities Exchange Act of 1934 - Reporting
A company listed on the NYSE must file which of the following to disclose material events between regular 10-Q and 10-K filings?
- AForm S-1
- BForm 144
- CForm 8-K✓ Correct answer
- DForm 13F
Explanation
Why C — Form 8-K
Form 8-K is used to report unscheduled material events. Form 144 is for selling restricted shares. S-1 is for registration of securities. 13F is for institutional holdings.
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