SIE practice questionmediumRegulation A+
A small business seeks to raise $60 million through a public offering using a streamlined SEC process. Which regulation applies?
- ARule 144A
- BRegulation D
- CRegulation S
- DRegulation A+✓ Correct answer
Explanation
Why D — Regulation A+
Regulation A+ allows small companies to raise up to $75 million with simplified registration. Regulation D is for private placements. Regulation S is for offshore offerings. Rule 144A is for institutional resales.
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