SIE practice questioneasySecurities Exchange Act of 1934 - Reporting Requirements
A publicly traded company must file which report to disclose material events and corporate changes?
- AForm S-1
- BForm 8-K✓ Correct answer
- CSchedule 13D
- DForm ADV
Explanation
Why B — Form 8-K
Form 8-K reports material events. Form S-1 is for new offerings, 13D is for large shareholders, and ADV is for investment advisers.
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