SIE practice questionmediumRegulation D - Private Placements
Under Regulation D, which investor is eligible to participate in all private placements without restriction?
- ARegistered representative
- BAccredited investor✓ Correct answer
- CRetail investor
- DState regulator
Explanation
Why B — Accredited investor
Accredited investors (e.g., high net worth individuals) may invest in all private placements. Registered reps, retail investors, and regulators are not automatically eligible.
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