SIE practice questionmediumSecurities Act of 1933 - Exempt Securities
Which of the following is exempt from Securities Act of 1933 registration requirements?
- AAmerican Depositary Receipts (ADRs)
- BCommon stock IPO
- CCorporate bonds
- DU.S. Treasury securities✓ Correct answer
Explanation
Why D — U.S. Treasury securities
Treasuries are exempt from registration. IPOs, corporate bonds, and ADRs must register under the Act.
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