SIE practice questionmediumDefinition of Retail Communication
A firm's website contains product brochures available to the general public. How is this communication classified?
- ARetail communication✓ Correct answer
- BCorrespondence
- CInstitutional communication
- DInternal communication
Explanation
Why A — Retail communication
Communications available to the general public, such as a website, are retail communications.
Turn it into reps
Reading one answer is not the same as being ready
Lucky the Banker is a free practice app with 1,867+ SIE questions, weak-area tracking, and timed mock exams. No credit card, no paywall.
Spot an error in this question or explanation? Tell us — we fix these fast.
Related Communications & Sales Practices questions
- What is the responsibility of firms regarding supervision of customer communications?
- Which of the following is a key principle for all retail communications?
- Under FINRA rules, which of the following is TRUE regarding communications that include comparisons?
- Which of the following best describes the requirement for balance in customer communications?
- A registered representative speaks on a live television program about investment strategies. Which is TRUE?
- Which of the following is considered a public appearance under FINRA rules?
- If a retail communication includes a testimonial, what must be disclosed?
- Which communication practice is generally PROHIBITED by FINRA?