SIE practice questioneasyContent Standards
Which of the following is a key principle for all retail communications?
- AThey must not predict or project future performance✓ Correct answer
- BThey may exaggerate claims if true
- CThey may only be distributed orally
- DThey do not require principal approval
Explanation
Why A — They must not predict or project future performance
Retail communications cannot predict or project future performance except in certain circumstances with proper disclosure.
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