SIE practice questioneasyContent Standards
Which of the following statements about customer communications is TRUE?
- ACommunications must be fair and balanced✓ Correct answer
- BCommunications may omit material facts
- CPerformance guarantees are allowed with disclosure
- DCommunications may use exaggerated claims
Explanation
Why A — Communications must be fair and balanced
FINRA rules require that communications with customers be fair and balanced and not omit material facts.
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