SIE practice questionmediumRegulations – Regulation D Accounts
A high-net-worth individual wants to invest in a private placement under Regulation D. In which type of account would this typically be executed?
- AAccredited investor account✓ Correct answer
- BUGMA account
- CMargin account
- DRoth IRA
Explanation
Why A — Accredited investor account
Purchasing private placements under Reg D requires accredited investor status. Such investments are inappropriate for UGMA or Roth IRA accounts, and margin accounts are unrelated to investor status.
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