SIE practice questionmediumRegulation A+ Offerings
A new issue offered under Regulation A+ may be purchased in which type of account?
- AOnly institutional accounts
- BOnly margin accounts
- CAny eligible investor account (individual, joint, entity)✓ Correct answer
- DOnly 401(k) plans
Explanation
Why C — Any eligible investor account (individual, joint, entity)
Regulation A+ allows broad access to new issues for all eligible investors, not exclusively to institutional, margin, or retirement accounts.
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