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SIE: Investment Companies & Packaged Products
SIE practice questionmediumPolitical/legislative risk

A new tax law significantly increases the tax rate on capital gains. Which risk does this illustrate?

  1. APolitical/legislative risk✓ Correct answer
  2. BInterest rate risk
  3. CMarket risk
  4. DCredit risk
Explanation

Why APolitical/legislative risk

Changes in laws or regulations, such as tax increases, are political/legislative risks. Interest rate, market, and credit risks are unrelated.

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