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SIE: Investment Companies & Packaged Products
SIE practice questionmediumETFs

A unique tax advantage of ETFs over open-end mutual funds is that ETFs:

  1. AMust distribute all profits annually
  2. BGuarantee tax-free returns to investors
  3. CCan minimize capital gains distributions through in-kind redemption✓ Correct answer
  4. DAre exempt from U.S. income taxation
Explanation

Why CCan minimize capital gains distributions through in-kind redemption

A is correct; ETFs use in-kind redemptions to limit capital gains distributions. B and D are false—returns are not guaranteed or tax-exempt. C is inaccurate for both mutual funds and ETFs.

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