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SIE: Investment Companies & Packaged Products
SIE practice questionhard529 Plans

A withdrawal from a 529 college savings plan used for non-qualified expenses will result in:

  1. AA dollar-for-dollar tax credit
  2. BOrdinary income tax plus a 10% penalty on the earnings portion✓ Correct answer
  3. CNo federal tax consequences
  4. DA guaranteed education grant
Explanation

Why BOrdinary income tax plus a 10% penalty on the earnings portion

Non-qualified withdrawals are taxed on earnings and incur a 10% penalty. Credits, guarantees, or tax-free status do not apply.

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