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SIE: Debt Securities
SIE practice questionmediumZero-Coupon Bonds

An investor purchases a zero-coupon bond. Which of the following is TRUE?

  1. AThe investor receives all interest at the time of purchase
  2. BThe bond is purchased at a discount and the investor must pay taxes annually on imputed (phantom) interest✓ Correct answer
  3. CThe investor receives semiannual interest payments
  4. DZero-coupon bonds have less interest rate risk than comparable coupon-bearing bonds
Explanation

Why BThe bond is purchased at a discount and the investor must pay taxes annually on imputed (phantom) interest

Zero-coupon bonds pay no periodic interest — they are purchased at a deep discount and mature at par. However, the IRS requires holders to pay taxes annually on the imputed (accreted) interest even though no cash is received (phantom income). Zero-coupon bonds actually have MORE interest rate risk than coupon bonds of the same maturity because all cash flow comes at maturity.

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