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SIE: Investment Companies & Packaged Products
SIE practice questionmediumOpen-End Mutual Funds

An open-end mutual fund must stand ready to:

  1. ABuy and sell shares only annually
  2. BRepurchase shares at any market price
  3. CRedeem shares at the next computed NAV✓ Correct answer
  4. DCancel shares at the fund manager's discretion
Explanation

Why CRedeem shares at the next computed NAV

A is correct; mutual funds redeem shares at the next NAV. B and C are false—mutual funds redeem at NAV on any business day. D is incorrect as redemption is at investor's request.

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