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SIE: Debt Securities
SIE practice questionmediumCMOs

CMOs are structured with tranches to:

  1. ACreate short-term only investment options
  2. BGuarantee principal protection to all tranches
  3. CEliminate all interest rate risk
  4. DDistribute prepayment and extension risk among investors✓ Correct answer
Explanation

Why DDistribute prepayment and extension risk among investors

CMO tranches allocate different levels of prepayment and extension risk. Not all tranches guarantee principal, and interest rate risk remains.

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