SIE practice questionmediumRegulation A+
Regulation A+ provides an exemption from registration for:
- ABroker-dealer proprietary trading
- BPrivate placements to accredited investors
- COfferings outside the U.S.
- DSmall public offerings up to certain dollar limits✓ Correct answer
Explanation
Why D — Small public offerings up to certain dollar limits
Reg A+ allows small public offerings to raise capital without full registration. Regulation D is for private placements, Reg S for offshore, and proprietary trading is unrelated.
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