SIE practice questionhardSecurities Exchange Act of 1934
A public company must file Form 10-K with the SEC under which law?
- ASecurities Act of 1933
- BSecurities Exchange Act of 1934✓ Correct answer
- CInvestment Company Act of 1940
- DRegulation D
Explanation
Why B — Securities Exchange Act of 1934
The 1934 Act governs periodic reporting, including annual 10-K filings. The 1933 Act covers registration, not ongoing reporting. The other choices are unrelated.
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