SIE practice questioneasyRegulation T
Regulation T primarily regulates:
- AThe extension of credit by broker-dealers to customers.✓ Correct answer
- BThe registration of mutual funds.
- CReporting of insider trades.
- DIssuance of municipal bonds.
Explanation
Why A — The extension of credit by broker-dealers to customers.
Reg T addresses margin requirements and credit extended by broker-dealers. The other options fall under different regulations.
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