SIE practice questioneasySRO Authority
SROs derive their authority primarily from which act?
- ASecurities Exchange Act of 1934✓ Correct answer
- BInvestment Company Act of 1940
- CBank Secrecy Act
- DSarbanes-Oxley Act
Explanation
Why A — Securities Exchange Act of 1934
The Securities Exchange Act of 1934 provides the framework for SROs to operate.
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