SIE practice questioneasySRO Membership Disciplines
Which disciplinary action is NOT typically performed by an SRO?
- AFining members
- BSuspending registrations
- CImprisoning violators✓ Correct answer
- DExpelling members
Explanation
Why C — Imprisoning violators
SROs can fine, suspend, or expel members, but do not have the authority to imprison anyone.
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