Which of the following is NOT an SRO?

1. AFINRA
2. BMSRB
3. CFDIC✓ Correct answer
4. DNYSE

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• Which of the following statements about SROs is correct?
• Who creates the rules that SROs enforce on their members?
• Which disciplinary action is NOT typically performed by an SRO?
• If a registered representative violates an SRO rule, which entity is most likely to discipline them?