Who creates the rules that SROs enforce on their members?

1. AThe SRO itself✓ Correct answer
2. BThe President
3. CThe IRS
4. DThe Department of Commerce

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• Which of the following is NOT an SRO?
• If a registered representative violates an SRO rule, which entity is most likely to discipline them?
• Which of the following statements about SROs is correct?
• Most broker-dealers in the United States are required to be members of which SRO?