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SIE: Investment Companies & Packaged Products
SIE practice questionmediumOpen-end Mutual Funds - NAV Calculation

The NAV of an open-end mutual fund changes primarily as a result of:

  1. ADistribution of sales loads
  2. BNumber of shares bought and sold by investors
  3. CListing on an exchange
  4. DFluctuations in the value of the underlying portfolio✓ Correct answer
Explanation

Why DFluctuations in the value of the underlying portfolio

NAV reflects the market value of a fund's underlying assets minus liabilities. B is incorrect because share issuances/redemptions don't directly affect NAV per share. C and D do not impact NAV calculations.

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