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SIE: Debt Securities
SIE practice questionmediumReporting bond trades

TRACE is the system for reporting trades in which type of securities?

  1. AMutual funds
  2. BMunicipal securities
  3. CEquity securities
  4. DCorporate bonds✓ Correct answer
Explanation

Why DCorporate bonds

TRACE is FINRA’s Trade Reporting and Compliance Engine for corporate bond trades.

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