SIE practice questioneasyRegulation T (Margin Requirements)
Which federal regulation sets the initial margin requirement for purchasing securities on margin?
- ARegulation D
- BRegulation T✓ Correct answer
- CRegulation S
- DRegulation A+
Explanation
Why B — Regulation T
Regulation T establishes the initial margin requirements for buying securities on margin. Regulation D governs private placements, S covers offshore offerings, and A+ addresses small public offerings.
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