SIE practice questioneasyAccount Registration
Which of the following registrations would NOT permit a customer to open an account?
- AName of a fictitious person✓ Correct answer
- BIndividual’s legal name
- CBusiness entity name
- DJoint account with an adult spouse
Explanation
Why A — Name of a fictitious person
Fictitious name registrations are not permitted for brokerage accounts. Accounts must be opened in the names of real individuals, legal business entities, or qualified joint parties.
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