SIE practice questioneasySecurities Act of 1933 - Exempt Securities
Which security is EXEMPT from the registration requirements of the Securities Act of 1933?
- AADR (American Depositary Receipt)
- BCommon stock of a corporation
- CU.S. Treasury bond✓ Correct answer
- DCorporate bond
Explanation
Why C — U.S. Treasury bond
U.S. Treasury securities are exempt from Securities Act of 1933 registration. Common stocks, ADRs, and corporate bonds generally require registration unless another exemption applies.
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