SIE practice questionhardRegulation A+
Which statement is TRUE regarding Regulation A+ offerings?
- ARegulation A+ allows small companies to offer and sell up to $75 million of securities in a 12-month period with simplified registration.✓ Correct answer
- BThey are only available to institutional investors.
- CThey require full SEC registration like an IPO.
- DThey cannot be offered publicly.
Explanation
Why A — Regulation A+ allows small companies to offer and sell up to $75 million of securities in a 12-month period with simplified registration.
Reg A+ enables companies to raise up to $75 million in 'mini-IPO' offerings with simplified disclosure. B is incorrect—retail investors can participate. Full registration is not needed (C), and they can be offered publicly (D).
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