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SIE: Investment Companies & Packaged Products
SIE practice questionmedium529 Plans - Control

Who maintains control over the assets in a 529 plan?

  1. AThe account owner✓ Correct answer
  2. BThe beneficiary
  3. CThe sponsoring state government
  4. DThe IRS
Explanation

Why AThe account owner

The account owner retains control and can change beneficiaries or withdraw funds (with penalties, if not for education). The beneficiary has no control, and C and D do not manage individual accounts.

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