Series 7 practice questioneasyCold Calling Rules and Telemarketing — Permitted Calling Hours
During what hours (in the recipient’s local time) may a registered representative make unsolicited telemarketing calls to potential clients under FINRA rules?
- A9:00 a.m. to 9:00 p.m.
- B9:00 a.m. to 8:00 p.m.
- C8:00 a.m. to 9:00 p.m.✓ Correct answer
- D8:00 a.m. to 8:00 p.m.
Explanation
Why C — 8:00 a.m. to 9:00 p.m.
FINRA rules permit telemarketing calls only between 8:00 a.m. and 9:00 p.m. in the recipient's local time.
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