Series 7 practice questioneasyCold Calling Rules and Telemarketing — Permitted Calling Hours
During what hours (in the recipient’s local time) may a registered representative make unsolicited telemarketing calls to potential clients under FINRA rules?
- A9:00 a.m. to 9:00 p.m.✓ Correct answer
- B9:00 a.m. to 8:00 p.m.
- C8:00 a.m. to 9:00 p.m.
- D8:00 a.m. to 8:00 p.m.
Explanation
Why A — 9:00 a.m. to 9:00 p.m.
FINRA rules permit telemarketing calls only between 8:00 a.m. and 9:00 p.m. in the recipient's local time.
Turn it into reps
Reading one answer is not the same as being ready
Lucky the Banker is a free practice app with 755+ Series 7 questions, weak-area tracking, and timed mock exams. No credit card, no paywall.
Related Seeks Business for the Broker-Dealer questions
- Which of the following pieces of information must be provided at the beginning of every cold call?
- A registered representative is prospecting a high-net-worth individual who expresses strong interest in municipal bonds…
- What must a broker-dealer do before making a telemarketing call to a new potential client?
- A registered representative hosts a public seminar and distributes approved sales literature and business cards.…