Series 7 practice questioneasyCold Calling Rules and Telemarketing — Required Disclosures
Which of the following pieces of information must be provided at the beginning of every cold call?
- AThe price of the recommended security
- BThe caller's Social Security number
- CA guarantee of profit
- DThe caller's name, firm name, and phone number✓ Correct answer
Explanation
Why D — The caller's name, firm name, and phone number
Cold callers must identify their name, their firm, and a contact number or address at the outset of the call.
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