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Series 7: Seeks Business for the Broker-Dealer
Series 7 practice questioneasyCustomer Contact and Communications 1

When using social media for business purposes, a static profile page is generally treated as:

  1. Aindependent research
  2. Badvertising or retail communication✓ Correct answer
  3. Can institutional communication only
  4. Da mutual fund prospectus
Explanation

Why Badvertising or retail communication

Static content that remains posted and can be viewed repeatedly is typically treated as advertising or retail communication. Interactive posts may be treated differently, but they are still subject to supervision and recordkeeping.

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