Series 79 question bank
477 free Series 79 practice questions with answers
Every Series 79 question below includes the correct answer and a full explanation, organized into 4 topics from the Series 79 Investment Banking Representative Exam. Updated July 3, 2026.
Collection, Analysis & Evaluation of Data
139 questions
- Which of the following financial statements reports a company's revenues and expenses…
- A company reports total assets of $500 million and total liabilities of $300 million.…
- An investment banker is reviewing a company's cash flow statement and notices that…
Underwriting & New Financing
147 questions
- What is the first major document filed with the SEC to initiate the IPO process?
- During an IPO roadshow, a company's CEO presents to institutional investors and mentions…
- What is the 'cooling-off period' in the context of an IPO?
M&A, Tender Offers & Restructuring
91 questions
- A merger between two companies in the same industry that are direct competitors is…
- When a manufacturer acquires one of its primary raw material suppliers, this transaction…
- A large consumer products company acquires a technology firm that develops artificial…
Section 4
100 questions
- Under the Securities Exchange Act of 1934, which of the following entities is required to…
- An investment bank is expanding its operations to include municipal advisory services. In…
- Under FINRA rules, which of the following best describes the obligation of a member firm…