Series 79 practice questioneasyIPO Process
During the IPO process, what is the primary purpose of the roadshow?
- ATo collect SEC comments
- BTo complete the registration statement
- CTo market the offering and gauge investor demand✓ Correct answer
- DTo finalize the listing application
Explanation
Why C — To market the offering and gauge investor demand
Roadshows allow the company and underwriters to promote the deal and assess institutional interest, informing pricing and allocation. The registration and listing are separate steps.
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