Series 79 practice questioneasyProspectus Requirements
Which item is typically omitted from the red herring but included in the final prospectus?
- ABusiness description
- BRisk factors
- CManagement’s discussion and analysis (MD&A)
- DFinal offering price✓ Correct answer
Explanation
Why D — Final offering price
The preliminary prospectus generally lacks final price and size; the final prospectus supplies them.
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