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SIE: Investment Companies & Packaged Products
SIE practice questionhardMutual Fund Share Classes

A client plans to invest $25,000 in a mutual fund and wants to maximize long-term returns while minimizing ongoing expenses and sales charges. Which of the following share classes is likely to be the best choice, assuming breakpoints are available?

  1. AClass C shares
  2. BClass B shares
  3. CClass A shares✓ Correct answer
  4. DNo-load shares
Explanation

Why CClass A shares

A is correct; with breakpoints, Class A shares reduce sales charges and have the lowest ongoing expenses, making them best for long-term investors. B and C have higher ongoing costs. D is only possible if available and may lack breakpoint benefits.

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