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SIE: Investment Companies & Packaged Products
SIE practice questionmediumUITs

A distinguishing characteristic of a unit investment trust (UIT) compared to a mutual fund is that a UIT:

  1. AInvests exclusively in real estate
  2. BContinuously issues and redeems shares at NAV
  3. CTrades on exchanges like a stock
  4. DIs not actively managed after its initial portfolio is set✓ Correct answer
Explanation

Why DIs not actively managed after its initial portfolio is set

UITs have fixed portfolios and are not managed after creation. Mutual funds are actively managed, closed-end funds trade on exchanges, and UITs may hold various securities.

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