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SIE: Investment Companies & Packaged Products
SIE practice questionmediumETFs

Why might an investor choose an index ETF over an actively managed mutual fund?

  1. AETFs generally have lower expenses and offer intraday liquidity.✓ Correct answer
  2. BETFs guarantee higher returns.
  3. CMutual funds have less regulatory oversight.
  4. DMutual funds are only available to institutional investors.
Explanation

Why AETFs generally have lower expenses and offer intraday liquidity.

ETFs typically feature lower expenses and trade throughout the day. They do not guarantee performance (B), and mutual funds have ample regulatory oversight (C) and are widely available (D).

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