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SIE: Investment Companies & Packaged Products
SIE practice questioneasyETFs

An investor wishes to trade a basket of securities in real time with low expenses. Which product is most suitable?

  1. AExchange-Traded Fund (ETF)✓ Correct answer
  2. BOpen-end mutual fund
  3. CUnit Investment Trust (UIT)
  4. DPrivate equity fund
Explanation

Why AExchange-Traded Fund (ETF)

A is correct; ETFs offer intraday trading and typically have lower expenses. B and C do not trade throughout the day. D is not publicly traded and is illiquid.

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