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SIE: Investment Companies & Packaged Products
SIE practice questioneasyUITs

A key characteristic of a Unit Investment Trust (UIT) is that it:

  1. AIssues variable life insurance contracts
  2. BAllows for active trading by a portfolio manager
  3. CHas shares traded on an exchange
  4. DHolds a fixed portfolio of securities for the life of the trust✓ Correct answer
Explanation

Why DHolds a fixed portfolio of securities for the life of the trust

A is correct; UITs have a fixed portfolio that is not actively managed. B is characteristic of mutual funds, C of ETFs and closed-end funds, and D is unrelated.

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