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SIE: Investment Companies & Packaged Products
SIE practice questionmediumMutual Fund Share Classes

Class C mutual fund shares are typically most appropriate for:

  1. AInvestors with a short to intermediate investment horizon✓ Correct answer
  2. BInvestors seeking to minimize ongoing expenses for the long-term
  3. CInvestors who want to avoid all sales charges
  4. DInstitutional investors only
Explanation

Why AInvestors with a short to intermediate investment horizon

A is correct; Class C shares are suited for shorter holding periods due to level loads. B is incorrect—Class A is more cost-effective long-term. C is false—C shares have 12b-1 fees. D is not a restriction.

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