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SIE: Investment Companies & Packaged Products
SIE practice questionmediumReporting political contributions

MSRB Rule G-37 requires reporting of political contributions by firms that underwrite:

  1. AMutual funds
  2. BCorporate bonds
  3. CMunicipal securities✓ Correct answer
  4. DREITs
Explanation

Why CMunicipal securities

Rule G-37 addresses political contributions by municipal securities dealers.

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