SIE practice questionmediumReporting gifts and gratuities
What is the annual FINRA gift limit for covered gifts and gratuities per person?
- A$25
- B$50
- C$100
- D$300✓ Correct answer
Explanation
Why D — $300
FINRA Rule 3220 limits covered business-related gifts and gratuities to $300 per person per year. Reasonable business entertainment where the host is present is treated separately from gifts.
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