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SIE: Investment Companies & Packaged Products
SIE practice questionmediumClosed-End Funds

Shares of a closed-end fund may trade at a discount to NAV for which primary reason?

  1. AThere are no brokerage commissions
  2. BNAV is the same as the market price by law
  3. CFund managers must buy back shares
  4. DMarket supply and demand influences share price✓ Correct answer
Explanation

Why DMarket supply and demand influences share price

A is correct; supply and demand in the secondary market determines the market price, which can deviate from NAV. B is incorrect—market price and NAV are not required to match. C and D are inaccurate.

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