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SIE: Investment Companies & Packaged Products
SIE practice questioneasyETFs - Intraday Trading

Which of the following can be traded throughout the day on an exchange at market prices?

  1. AExchange-Traded Funds (ETFs)✓ Correct answer
  2. BOpen-end mutual funds
  3. CClosed-end funds only at NAV
  4. DVariable annuities
Explanation

Why AExchange-Traded Funds (ETFs)

ETFs are traded throughout the day on exchanges at market prices. Open-end mutual funds are purchased or redeemed at end-of-day NAV; closed-end funds trade on exchanges but not at NAV, and variable annuities are not traded on secondary markets.

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