Series 7 question bank
758 free Series 7 practice questions with answers
Every Series 7 question below includes the correct answer and a full explanation, organized into 4 topics from the Series 7 General Securities Representative Exam. Updated July 3, 2026.
Seeks Business for the Broker-Dealer
148 questions
- Which of the following best describes 'cold calling' in the context of broker-dealer…
- A registered representative must check which of the following before making a cold call…
- Which of the following is considered retail communication under FINRA rules?
Opens & Maintains Customer Accounts
96 questions
- Under FINRA Rule 2111, which of the following is NOT one of the three suitability…
- Which of the following information is required to be collected under Know Your Customer…
- A customer states that her primary goal is to protect her principal while generating…
Investment Information & Recommendations
474 questions
- Which of the following rights is most commonly associated with common stockholders?
- A corporation's board of directors declares a cash dividend of $0.50 per share. On which…
- An investor owns 200 shares of XYZ Corp at $60 per share. After a 3-for-1 stock split,…
Order Processing & Trade Settlement
40 questions
- A customer places a market order to buy 100 shares of XYZ stock. Which of the following…
- A customer enters a limit order to buy 200 shares of ABC at $45. The current market price…
- A customer owns 500 shares of DEF stock, currently trading at $60. She places a sell stop…