Series 7 practice questioneasyMarketing and Prospecting — Do Not Call List
A registered representative must check which of the following before making a cold call to a prospective client?
- AThe client's credit score
- BThe client's social media profiles
- CThe national and firm-specific Do Not Call lists✓ Correct answer
- DThe client's employment history
Explanation
Why C — The national and firm-specific Do Not Call lists
Representatives are required to check both the national and firm-specific Do Not Call lists to ensure they do not call numbers that have opted out of such communications.
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