Series 7 practice questioneasyMarketing and Prospecting — Telephone Solicitation Hours
During which hours (in the customer's local time) may a registered representative make telephone solicitations under the Telephone Consumer Protection Act?
- A7:00 am to 11:00 pm
- B9:00 am to 9:00 pm
- C8:00 am to 10:00 pm
- D8:00 am to 9:00 pm✓ Correct answer
Explanation
Why D — 8:00 am to 9:00 pm
Telephone solicitations are permitted only between 8:00 am and 9:00 pm local time of the recipient.
Turn it into reps
Reading one answer is not the same as being ready
Lucky the Banker is a free practice app with 758+ Series 7 questions, weak-area tracking, and timed mock exams. No credit card, no paywall.
Spot an error in this question or explanation? Tell us — we fix these fast.
Related Seeks Business for the Broker-Dealer questions
- A registered representative may pay a referral fee to:
- Who is typically responsible for approving retail advertising materials before use?
- A registered representative plans to cold call prospective clients. Which of the following best describes a requirement…
- Before recommending a security, a representative must first:
- A representative wants to use LinkedIn to reach out to potential clients. Which action requires prior principal…
- Which of the following is considered retail communication under FINRA rules?
- A registered representative receives a $100 gift card from a client for referring a friend who opens a new account.…
- A registered representative must check which of the following before making a cold call to a prospective client?